REQUIREMENTS AND METHODS FOR MAINTAINING ATTENDANCE AND ENROLLMENT

ADA Computation

§46300. (a) In computing average daily attendance of a school district or county office of education, there shall be included the attendance of pupils while engaged in educational activities required of those pupils and under the immediate supervision and control of an employee of the district who possessed a valid certification document, registered as required by law.

Of course, classes subject to hourly attendance accounting are not required to be held only in exact 60-minute "clock hour" sessions. When a class is scheduled and held for more or less than an exact hour or multiple of an hour in each session, the resulting individual portions of hours of attendance credit (most easily accounted in minutes) are simply aggregated into whole hours of apportionment credit. Consistent with 5 CCR 404, if a student attends any part of, say, a 45-minute class session, s/he then may be credited with 45 minutes of attendance.

Instructional Time Requirements

"Minimum day"--fundamental concepts

California's compulsory attendance law requires that pupils "shall attend the public full-time day school or continuation school or classes for the full time designated as the length of the schoolday by the governing board of the school district" (§48200). The governing board's specific responsibility is set out in:

§46100. The governing board of the school district shall, subject to the provisions of this chapter, fix the length of the schoolday for the several grades and classes of the schools maintained by the district.

Day of attendance and weekly maximum credit

For apportionment purposes a day of attendance in continuation education is 180 minutes, but there is also an upper limit to the amount of apportionable attendance that a district can claim per pupil per week:

§46170. In continuation high schools and continuation education classes, a day of attendance is 180 minutes of attendance but no pupil shall be credited with more than 15 hours of attendance per school week, proportionately reduced for those school weeks having weekday holidays on which classes are not held.

Within the weekly limit, however, a continuation pupil may be credited with more than one day of attendance in a given calendar day:

§46140. No pupil in a high school, other than a pupil enrolled in a regional occupational center or program, evening high school continuation high school, or continuation education class, shall be credited with more than one day of attendance in any calendar day and nothing in this article shall be construed to the contrary.

The flexibility afforded by these provisions allows a pupil's continuation schedule to include, for example, six hours each on Monday and Tuesday, three hours on Wednesday, and none on Thursday or Friday, with the resulting total of 15 hours in the week being apportionable as five three-hour "days" of continuation attendance.

Because 15 hours of attendance per week is the maximum amount of attendance with which a continuation pupil may be credited, it is not permissible for a pupil to "bank" credit for surplus hours of attendance and carry it forward beyond the week in which it was generated. If a pupil generates less than the maximum 15 hours of credit permissible within a full week, however, it then becomes permissible to credit a corresponding number of surplus hours generated in a succeeding week, so that on average the pupil will have generated "15 hours per week" since the pupil's first day of enrollment in the term. In other words, it is not permissible for a continuation pupil to "get ahead" in attendance, but it is permissible for the pupil to "catch up" to the permitted average. (Note that the monthly reports should clearly link preceding "short" weeks to weeks in which more than 15 hours are correspondingly credited.)

Passing time in departmentalized settings

CDE has for many years advised school districts that actual passing time between separate class sessions in the same departmentalized program, not to exceed 10 minutes in each instance, may be claimed as "instructional time" for apportionment credit. CDE has further advised, however, that passing time is not claimable between sessions in different programs. Hence, passing from a regular high school class to an ROP class--even if both are on the same campus--is not claimable.

Verification of apportionment-excused absences

The CCR specifies who may verify absences because of illness or quarantine, and the ways they may do so:

5 CCR 421. (a) Any of the following persons may verify an absence due to illness or quarantine:

(1) A school or public health nurse.

(2) An attendance supervisor.

(3) A physician.

(4) A principal.

(5) A teacher.

(6) Any other qualified employee of a district or of a county superintendent of schools assigned to make such verification.

(b) The verification shall be made in accordance with any reasonable method which establishes the fact that the pupil was actually ill or under quarantine if the method has been approved:

(1) In the case of a school district, by resolution of the governing board entered in its minutes.

(2) In the case of a school or class maintained by a county superintendent of schools, by resolution of the county board of education entered in its minutes.

Note that parent volunteers and student assistants are not among those who may verify.

In practice, school officials usually rely on one or the other of two main means of verifying illness absences: notes from parents/guardians, or telephone conversations they have logged after discussing the reasons for pupils' absences with (usually) the pupils' parents/guardians. In certain circumstances, subject to local policies, it may be necessary to verify on the basis of information gained through conversations with siblings or others judged to be reliable. In such instances CDE advises placing a specific explanatory notation in the attendance records audit trail.

While school officials may reasonably base verification on notes and telephone conversations which they have no reason to disbelieve, they may not of course accept an excuse if they have personal knowledge that provides a basis for a reasonable certainty that the excuse is false--and when in significant doubt, they should seek further confirmation.

By usual audit standards, adequate phone log entries and notes from home have common essential elements. The elements of a phone log entry are:

The elements of an absence note are:

(* may be supplied by the accepting school official.)

Pupils 18 and older may legally provide the basis for verification of their own absences (as may "emancipated minors"--see Civil Code §60 and following).

§46012. For purposes of any procedure for verification of absences from school, a student 18 years of age or over, with respect to his own absences from school, shall have all of the responsibilities and powers which, in the case of a minor, would be charged to the parent, guardian, or other person having charge or control of the minor.

Notes and phone logs are Class 3 "Records Basic to Audit" (see Chapter V) to be retained for three years:

5 CCR 16026. Class 3 disposable records shall not be destroyed until after the third July 1 succeeding the completion of the audit required by Education Code Section 41020 or of any other legally required audit, or after the ending date of any retention period required by any agency other than the State of California, whichever date is later. A continuing record shall not be destroyed until the third year after it has been classified as Class 3--Disposable.

A note that is the basis for verification of an absence is a "source document," as auditors use the term, and must itself be retained in the record. A logged summary of its contents is not an acceptable substitute.

State law allows certain types of absences to be treated as if the pupil had actually attended the missed day. The law also allows other types of absences to be excused but not to be the basis for apportionment claims. The common term "excused absence," then, may mean two different things--and while neither of them is a truancy, only in the instance of a properly verified "apportionment-excused absence" can a district claim apportionment credit for the absent pupil.

It is important to note that the law does not allow apportionment-excused absence for pupils in summer school, classes for adults, opportunity program assignments (as opposed to full-time opportunity class assignments), or regional occupational centers or programs (except for pupils concurrently enrolled in both a regular program and a regional occupational center or program).

Absences allowable as apportionment attendance

§46010. (a) The total days of attendance of a pupil upon the schools and classes maintained by a school district, or schools or classes maintained by the county superintendent of schools during the fiscal year shall be the number of days school was actually taught for not less than the minimum schoolday during the fiscal year less the sum of his absences.

(b) The absence of a pupil from school or class shall not be deemed an absence in computing the attendance of a pupil if such absence was:

(1) Due to his illness, or

(2) Due to quarantine under the direction of a county or city health officer, or

(3) For the purpose of having medical, dental, optometrical, or chiropractic services rendered, or

(4) For the purpose of attending the funeral services of a member of his immediate family, so long as such absence is not more than one day if the service is conducted in California and not more than three days if the service is conducted outside of California, or

(5) For the purpose of jury duty in the manner provided for by law.

(6) Due to exclusion from school pursuant to Section 3381 of the Health and Safety Code, so long as such absence is not more than five schooldays pursuant to Section 46010.5.

"Immediate family," as used in this subdivision, has the same meaning as that set forth in the last sentence of Section 45194, except that references therein to "employee" shall be deemed to be references to "pupil."

The provisions of this subdivision shall not apply in the case of pupils attending summer school, adult schools, and classes, or regional occupational centers and programs other than pupils concurrently enrolled in a regular high school program and a regional occupational center or program.

The Education Code does not define "illness," but CDE suggests as a reasonable definition: `a temporary or intermittent affliction that makes it unwise or impossible for a pupil to attend school.' A pupil whose condition prevents his/her benefitting from instruction should of course not attend school, but the determining factor may also be the contagiousness of a pupil who otherwise "feels fine." (Formal public health quarantines have been all but unknown since antibiotics came into widespread use following World War II.)

The Education Code specifically provides for excusing pupils in grades 7-12 when they leave school to obtain confidential medical services:

§46010.1. Commencing in the fall of the 1986-87 academic year, the governing board of each school district shall, each academic year, notify pupils in grades 7 to 12, inclusive, and the parents or guardians of all pupils enrolled in the district, that school authorities may excuse any pupil from the school for the purpose of obtaining confidential medical services without the consent of the pupil's parent or guardian.

The notice required pursuant to this section may be included with any other notice given pursuant to this code.

For cases of prolonged illness or injury preventing attendance for an extended time, there are further provisions:

5 CCR 423. A pupil who contracts an illness of a prolonged nature or who has been a victim of an accident which will prevent attendance for a prolonged period shall be counted as absent due to illness only until such time as he is able and starts to receive instruction in home, hospital, or sanatorium, or is given instruction by other means. No absence due to illness shall be credited as attendance beyond the current school year.

Excused absence credit is no longer applicable once an ill pupil begins receiving instruction in a hospital or in his/her home (see "Home/Hospital Instruction" in Chapter IV).

"Immediate Family," as set out in §45194 and applicable to excused absences for attending funerals, consists of the pupil's mother, father, grandmother, grandfather, grandchild, spouse, son, son-in-law, daughter, daughter-in-law, brother, sister, or other relative living in the pupil's immediate household.

A pupil excluded from school for lack of required immunizations may be claimed for apportionment attendance credit for up to five days, only, even if his exclusion lasts longer:

§46010.5. The governing board of the district of attendance shall exclude any pupil of the district who has not been immunized properly pursuant to Chapter 7 (commencing with Section 3380) of Division 4 of the Health and Safety Code, for up to five days in order to obtain such immunization, and such exclusion shall not be deemed an absence in computing average daily attendance if the following conditions are complied with:

(a) The governing board of the district notifies the parent or guardian of the pupil that they have two weeks to supply evidence either that the pupil has been properly immunized, or that the pupil is exempted from the immunization requirement pursuant to Section 3385 or Section 3386 of the Health and Safety Code.

(b) The governing board of the district, in such notice, refers the parent or guardian of the pupil to the pupil's usual source of medical care to obtain such immunization, or if no usual source exists, either refers the parent or guardian to the county health department, or notifies the parent that the immunization will be administered at a school of the district.

Under certain circumstances, pupils absent from regular school while engaged in school-sponsored field trips may also be claimed for apportionment attendance credit:

§35330.

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The attendance or participation of a pupil in a field trip or excursion authorized by this section shall be considered attendance for the purpose of crediting attendance for apportionments from the State School Fund in the fiscal year. Credited attendance resulting from such field trip or excursion shall be limited to the amount of attendance which would have accrued had the students not been engaged in the field trip or excursion.

Credited attendance shall not exceed 10 schooldays except in the case of pupils participating in a field trip or excursion in connection with courses of instruction, or school-related educational activities, and which are not social, cultural, athletic, or school band activities....

Excused absences

Verified absences in continuation education are creditable for apportionments as set out in §46010, but there are necessary limitations on the way credit may be claimed. Because of the calculational flexibility of the continuation week and day, the amount of apportionment creditable for an absence is not fixed, depending instead on the pupil's scheduled attendance for that day. In the case of the pupil scheduled to attend six hours each Monday and Tuesday, Wednesday three hours, and none on Thursday and Friday, an excused absence on Monday could be credited as two "days" of attendance, whereas an absence on Wednesday would be credited for only one "day."

In the case of a pupil who has been `overscheduled'--for example, who is scheduled for six hours a day on every day of the week--one day's absence may not be credited for more than the proportional three hours that the day's attendance would have contributed toward his/her 15-hour-per-week total.

When attendance in adult education classes and/or regional occupational centers or programs is used to satisfy compulsory continuation attendance requirements (§48410(d) and (f)--see following), excused absence credit is not allowed by statute. Section 46010 specifically disallows apportionment-excused absences in ROC/P's (except for pupils who are also enrolled in regular high school) and in adult education.

Recording and reporting attendance

Continuation education attendance must be reported by clock hour:

5 CCR 406. Attendance shall be reported in clock hours for the following:

* * *

(d) Pupils enrolled in continuation education schools and classes.

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(See comments on hourly attendance accounting and reporting in Chapters III and V.)

As in regular departmentalized settings, actual passing time (not to exceed 10 minutes) between classes within a continuation program has been deemed to be instructional time (see "Instructional Time Requirements," in Chapter III).

Compulsory attendance implications

As noted in the Compulsory Attendance section, 16- and 17-year-old pupils must attend compulsory continuation education classes unless they are exempted (the majority of pupils being in fact exempt through attendance upon regular high school classes):

§48400. All persons 16 years of age or older, and under 18 years of age, not otherwise exempted by this chapter, shall attend upon special continuation education classes maintained by the governing board of the high school district in which they reside, or by the governing board of a neighboring high school district, for not less than four 60-minute hours per week for the regularly established school term. Such minimum attendance requirement of four 60-minute hours per week may be satisfied by any combination of attendance upon special continuation education classes and regional occupational centers or programs.

This minimum four hours of continuation education per week applies only to pupils who can satisfactorily prove they are regularly employed; otherwise the requirement is 15 hours per week:

§48402. Whenever a minor subject to the provisions of this chapter, who is not otherwise exempted by this chapter, cannot give satisfactory proof of regular employment he shall attend, for not less than 15 hours per week, special continuation education classes during the period of unemployment. The minimum attendance requirement of 15 hours per week may be satisfied by any combination of attendance upon special continuation education classes and regional occupational centers or programs.

Length of year

To qualify for basic revenue limit apportionments, a district must maintain its schools (other than those with year-round schedules) for at least 175 days each year:

§41420. (a) No school district, other than one newly formed shall, except as otherwise provided in this article, receive any apportionment based upon average daily attendance from the State School Fund unless it has maintained the regular day schools of the district for at least 175 days during the preceding fiscal year.

(b) If any school within a school district fails to maintain its school for the required 175 days, the Superintendent of Public Instruction shall withhold from the district's apportionment based upon average daily attendance a product of 0.01143 times the district's apportionment for each additional day the school would have had to maintain operations to meet the 175 day requirement.

For the purpose of this subdivision, except as otherwise provided, the State Board of Education shall establish the standards and criteria for defining a day qualifying for the 175-day minimum requirement.

§41421. A school district is a newly formed school district up to the close of the fiscal year in which its formation became effective for all purposes.

Year-round schools may be in operation for as few as 163 days per year:

§37670. (a) Notwithstanding any other provision of law, any school district may operate a program of year-round scheduling at one or more schools within the district for as few as 163 days in each fiscal year, so long as the number of annual instructional minutes is not less than that of schools of the same grade levels utilizing the traditional school calendar.

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(c) A program conducted pursuant to this section shall be eligible for apportionment from the State School Fund.

The 1983 Educational Reform Act established `longer year' financial incentives for districts that maintain school for at least 180 days (or the equivalent, for year-round schools only):

§46200. (a) In the 1984-85 fiscal year, for each school district which certifies to the Superintendent of Public Instruction that it offers 180 days or more of instruction per school year, the Superintendent of Public Instruction shall apportion thirty-five dollars ($35) per unit of average daily attendance, exclusive of adult average daily attendance, the average daily attendance of pupils while participating in regional occupational centers and programs, and average daily attendance for pupils attending summer school. [Note that exact dollar amounts included in statute are subject to modification in each year's budget act.] A year-round school shall be deemed to be in compliance with the 180-day requirement if it certifies to the Superintendent of Public Instruction that it is a year-round school and maintains its school for five more days, or the equivalent thereof, than maintained in the 1982-83 fiscal year not to exceed 180 days. Each school district which received an apportionment pursuant to this subdivision in the 1984-85 fiscal year shall add thirty-five dollars ($35) to the district's base revenue limit per unit of average daily attendance for the 1985-86 fiscal year.

(b) For any school district which received an apportionment pursuant to subdivision (a) and which offers less than 180 days of instruction in the 1985-86 fiscal year or any fiscal year thereafter, and which does not provide the minimum number of instructional minutes specified in subdivision (a) of Section 46201 for that fiscal year, the Superintendent of Public Instruction shall reduce the base revenue limit per unit of average daily attendance for that fiscal year by an amount attributable to the increase received pursuant to subdivision (a), as adjusted in fiscal years subsequent to the 1984-85 fiscal year.

Staff development days as instructional time

For the purposes of total yearly minutes calculations for incentive funding, there are certain circumstances under which schools may claim credit for instructional minutes when students are not actually present. On a properly established "teacher inservice" or "staff development" day, when pupils attend for a minimum day or not at all, a school may claim apportionment and incentive funding credit for a full regular day. No more than eight such days may be claimed in any fiscal year. (The requirements applying to a local board's establishment of apportionable staff development days lie outside the scope of this manual.)

CDE has advised districts that as "provision of time during the regular school year," the staff development day(s) must be scheduled on one of the calendar days identified as a normal day of that regular school year in the official school calendar adopted by the local board--not on a Saturday or Sunday (on which non-truants may not be required to attend), or school holiday. CDE understands the law to provide that, for the purposes of instructional time computation, staff development days are separate one-day events and may not be divided into partial day equivalents: the maximum of eight days may not be turned into 16 half-days or any similar variant.

"During the regular school year" includes immediately preceding what would otherwise be the first normal day in the regular school year (or immediately following the last normal day), but a staff development day may not be isolated in vacation time. It is permissible to have two (or more) staff development days together back to back, if all the other qualifications are met.

If a staff development day is held in conjunction with a minimum day of student attendance, then the apportionable attendance of the minimum day is used. If students are not present for any part of the staff development day, then the total apportionable attendance on the last regular school day before or on the next regular school day after the staff development day is used to calculate apportionment attendance credit.

Truancy

Truancy from compulsory continuation attendance shares characteristics with truancy under the age 6-16 compulsory attendance law, with the parent/guardian having responsibility for ensuring the pupil's continuation attendance:

§48450. Each parent, guardian, or other person having control or charge of any minor required to attend special continuation education classes, shall compel the attendance of the minor upon the classes. He shall retain a copy of the permit to work and shall present it upon request of any officer of the law, or other person authorized to enforce the provisions of this chapter.

§48451. The governing board of any high school district in which a minor resides who violates the provisions of this chapter shall, on the complaint of any person, make full and impartial investigation of all charges against any parent, guardian, or other person having control or charge of the minor for violation of the provisions of Section 48450.

§48452. If it appears upon the investigation that any parent, guardian, or other person having control or charge of the minor has violated the provisions of Section 48450, the clerk of the board, or other person authorized by the board to bring such actions, shall make and file in the proper court a criminal complaint against the parent, guardian, or other person having control or charge of the minor, charging the violation, and shall see that the charge is prosecuted by the proper authorities.

§48453. In cities, and in cities and counties, and in school districts having an attendance supervisor, the attendance supervisor shall make and file the complaint provided for in this article, and shall see that the charge is prosecuted by the proper authorities

§48454. Any parent, guardian, or other person having control or charge of any minor subject to this chapter who fails to perform any of the duties imposed upon him by the provisions of Section 48450 is guilty of a misdemeanor, and shall be punished as follows:

(1) Upon a first conviction, by a fine of not more than fifty dollars ($50) or by imprisonment in the county jail for a period of not more than five days.

(2) Upon a second or subsequent conviction, by a fine of not less than fifty dollars ($50) or more than five hundred dollars ($500), by imprisonment in the county jail for a period of not less than five days or more than 25 days, or by both such fine and imprisonment.

§48403. If any person subject to the provisions of this chapter is an habitual truant or is irregular in attendance as required by this chapter or is habitually insubordinate or disorderly during attendance at school, the county superintendent of schools may request a petition on his behalf in the juvenile court of the county.